financial advisor to municipalities

WM Financial Strategies, Independent Financial Advisor
Independent financial advisor specializing in bonds and local government financing. Site includes articles and bond market resources for appointed and elected .
http://www.munibondadvisor.com/

Rule G-23 - Underwriters prohibited from serving as financial advisor.
An underwriter is not a financial advisor. Underwriters have no responsibility to serve in the best interest of municipal entities and must now make this perfectly .
http://www.munibondadvisor.com/RuleG23.htm

Municipal Bond Participants - The Financial Advisor
Sep 21, 1999 . As a result, Ferber defrauded these financial advisory clients and the purchasers of their municipal securities in violation of Sections 10(b) and .
http://www.sec.gov/info/municipal/mbonds/fa.htm

Testimony Concerning Legislative Proposals to Improve the ...
May 21, 2009 . The question of whether financial advisors to municipal issuers and conduit borrowers should be regulated is a topic of significant interest to the .
http://www.sec.gov/news/testimony/2009/ts052109mmh.htm

The New Rules for Advisors to Municipal Retirement Plans
May 10, 2011 . A municipal advisor is generally defined as a person who provides financial advice concerning the issuance of municipal securities and .
http://www.advisorone.com/2011/05/10/the-new-rules-for-advisors-to-municipal-retirement

The Dodd-Frank Wall Street Reform and Consumer Protection Act ...
Oct 1, 2010 . environment. Among other abuses, financial advisors to municipalities – while exempt from regulation – were involved in “pay-to-play” scandals .
http://www.treasury.gov/initiatives/wsr/Documents/Fact%20Sheet%20-%20Mandates%20Stronger%20Oversight%20of%20the%20Municipal%20Securities%20Market,%20Oct%202010%20FINAL.pdf

Municipal Finance Services, Inc.
Municipal Finance Services, Inc. serves exclusively as Financial Advisor for communities, public school districts, colleges and universities, state agencies and .
http://www.mfsok.com/